Release in accordance with article 40, section 1 of the WpHG [the German Securities Trading Act] with the aim of distribution on a European scale
TUI SA (TUI)
01-Nov-2021 / 18:17 CET / CEST
Broadcast of a regulatory announcement, sent by EQS Group.
The issuer is solely responsible for the content of this advertisement.
Notification of significant holdings
1. Issuer contact details
Name: |
TUI SA |
Street: |
Karl-Wiechert-Alley 4 |
Postal code: |
30625 |
City: |
Hanover |
Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
Acquisition / disposal of shares with voting rights |
|
Acquisition / disposal of instruments |
|
Modification of the distribution of voting rights |
|
X |
Another reason: |
3. Contact details of the person subject to the notification obligation
Legal entity: JPMorgan Chase & Co. |
4. Names of shareholders
directly holding 3% or more of the voting rights, if different from 3.
5. Date of crossing or reaching the threshold:
6. Total number of positions
% of voting rights attached to shares |
% of voting rights through instruments |
Total of both in% |
Total number of voting rights in accordance with Sec. 41 WpHG |
|
New |
0.81% |
4.13% |
4.94% |
1622914412 |
Previous notification |
1.66% |
5.91% |
7.57% |
/ |
7. Details of total positions
a. Voting rights attached to the shares (art. 33, 34 WpHG)
IS IN |
Absolute |
In % |
||
Direct |
Indirect |
Direct |
Indirect |
|
DE000TUAG000 |
0 |
13165322 |
0.00% |
0.81% |
Total |
13165322 |
0.81% |
b.1. Instruments according to Sec. 38 (1) No. 1 WpHG
Instrument type |
Expiration or expiration date |
Exercise or conversion period |
Absolute right to vote |
Voting rights in% |
Right of recall of the loaned shares |
n / A |
n / A |
2676789 |
0.16% |
Internal right to recall the shares loaned |
n / A |
n / A |
7500016 |
0.46% |
Total |
10176805 |
0.63% |
b.2. Instruments according to Sec. 38 (1) No. 2 WpHG
Instrument type |
Expiration or expiration date |
Exercise or conversion period |
Cash or physical settlement |
Absolute right to vote |
Voting rights in% |
Convertible bonds of third parties – right of use held |
04/16/2028 |
04/16/2028 |
Physical |
15253015 |
0.94% |
Convertible links |
04/16/2028 |
04/16/2028 |
Physical |
8619372 |
0.53% |
Right of recall of loaned convertible bonds |
04/16/2028 |
04/16/2028 |
Physical |
6895494 |
0.42% |
Purchase option paid in cash |
06/08/2023 |
06/08/2023 |
Cash |
151097 |
0.01% |
Exchange of shares |
11/02/2021 – 08/23/2028 |
11/02/2021 – 08/23/2028 |
Cash |
25946632 |
1.60% |
Total |
56865610 |
3.50% |
8. Information relating to the person subject to the notification obligation
The person subject to the notification obligation is not controlled and does not control any other company directly or indirectly holding an interest in the (underlying) issuer (1.). |
|
X |
Complete chain of controlled companies starting with the natural or legal person holding ultimate control: |
name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
JPMorgan Chase & Co. |
% |
% |
% |
JPMorgan Chase Bank, National Association |
% |
% |
% |
JP Morgan International Finance Limited |
% |
% |
% |
JP Morgan Capital Holdings Limited |
% |
% |
% |
JP Morgan Securities plc |
% |
% |
% |
– |
% |
% |
% |
JPMorgan Chase & Co. |
% |
% |
% |
JPMorgan Chase Holdings LLC |
% |
% |
% |
JP Morgan Broker-Dealer Holdings Inc. |
% |
% |
% |
JP Morgan Securities LLC |
% |
% |
% |
– |
% |
% |
% |
JPMorgan Chase & Co. |
% |
% |
% |
JPMorgan Chase Bank, National Association |
% |
% |
% |
JP Morgan International Finance Limited |
% |
% |
% |
JP Morgan Structured Products BV |
% |
% |
% |
– |
% |
% |
% |
JPMorgan Chase & Co. |
% |
% |
% |
JPMorgan Chase Bank, National Association |
% |
% |
% |
9. In case of proxy voting in accordance with Sec. 34 par. 3 WpHG
(only in the event of the allocation of voting rights in accordance with art. 34 para. 1 paragraph 1 no. 6 WpHG)
Date of the general meeting:
Total positions occupied after the general assembly (6.) after the annual general assembly:
Share of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Dated