Release in accordance with article 40, section 1 of the WpHG [the German Securities Trading Act] with the aim of distribution on a European scale

0

TUI SA (TUI)
01-Nov-2021 / 18:17 CET / CEST
Broadcast of a regulatory announcement, sent by EQS Group.
The issuer is solely responsible for the content of this advertisement.

Notification of significant holdings

1. Issuer contact details

Name:

TUI SA

Street:

Karl-Wiechert-Alley 4

Postal code:

30625

City:

Hanover
Germany

Legal Entity Identifier (LEI):

529900SL2WSPV293B552

2. Reason for notification

Acquisition / disposal of shares with voting rights

Acquisition / disposal of instruments

Modification of the distribution of voting rights

X

Another reason:
The holding of voting rights fell below the 5% threshold due to the increase in the total voting rights outstanding as of October 28, 2021.


3. Contact details of the person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
Headquarters city, country: Wilmington, Delaware, United States of America (United States)

4. Names of shareholders
directly holding 3% or more of the voting rights, if different from 3.

5. Date of crossing or reaching the threshold:

6. Total number of positions

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in%
(7.a. + 7.b.)

Total number of voting rights in accordance with Sec. 41 WpHG

New

0.81%

4.13%

4.94%

1622914412

Previous notification

1.66%

5.91%

7.57%

/

7. Details of total positions
a. Voting rights attached to the shares (art. 33, 34 WpHG)

IS IN

Absolute

In %

Direct
(article 33 WpHG)

Indirect
(article 34 WpHG)

Direct
(article 33 WpHG)

Indirect
(article 34 WpHG)

DE000TUAG000

0

13165322

0.00%

0.81%

Total

13165322

0.81%

b.1. Instruments according to Sec. 38 (1) No. 1 WpHG

Instrument type

Expiration or expiration date

Exercise or conversion period

Absolute right to vote

Voting rights in%

Right of recall of the loaned shares

n / A

n / A

2676789

0.16%

Internal right to recall the shares loaned

n / A

n / A

7500016

0.46%

Total

10176805

0.63%

b.2. Instruments according to Sec. 38 (1) No. 2 WpHG

Instrument type

Expiration or expiration date

Exercise or conversion period

Cash or physical settlement

Absolute right to vote

Voting rights in%

Convertible bonds of third parties – right of use held

04/16/2028

04/16/2028

Physical

15253015

0.94%

Convertible links

04/16/2028

04/16/2028

Physical

8619372

0.53%

Right of recall of loaned convertible bonds

04/16/2028

04/16/2028

Physical

6895494

0.42%

Purchase option paid in cash

06/08/2023

06/08/2023

Cash

151097

0.01%

Exchange of shares

11/02/2021 – 08/23/2028

11/02/2021 – 08/23/2028

Cash

25946632

1.60%

Total

56865610

3.50%

8. Information relating to the person subject to the notification obligation

The person subject to the notification obligation is not controlled and does not control any other company directly or indirectly holding an interest in the (underlying) issuer (1.).

X

Complete chain of controlled companies starting with the natural or legal person holding ultimate control:

name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Bank, National Association

%

%

%

JP Morgan International Finance Limited

%

%

%

JP Morgan Capital Holdings Limited

%

%

%

JP Morgan Securities plc

%

%

%

%

%

%

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Holdings LLC

%

%

%

JP Morgan Broker-Dealer Holdings Inc.

%

%

%

JP Morgan Securities LLC

%

%

%

%

%

%

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Bank, National Association

%

%

%

JP Morgan International Finance Limited

%

%

%

JP Morgan Structured Products BV

%

%

%

%

%

%

JPMorgan Chase & Co.

%

%

%

JPMorgan Chase Bank, National Association

%

%

%

9. In case of proxy voting in accordance with Sec. 34 par. 3 WpHG
(only in the event of the allocation of voting rights in accordance with art. 34 para. 1 paragraph 1 no. 6 WpHG)

Date of the general meeting:
Total positions occupied after the general assembly (6.) after the annual general assembly:

Share of voting rights

Proportion of instruments

Total of both

%

%

%

10. Other explanatory remarks:

Dated


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