Release in accordance with article 40, section 1 of the WpHG [the German Securities Trading Act] with the aim of distribution on a European scale
TUI SA (TUI)
01-Nov-2021 / 18:17 CET / CEST
Broadcast of a regulatory announcement, sent by EQS Group.
The issuer is solely responsible for the content of this advertisement.
Notification of significant holdings
1. Issuer contact details
|
Name: |
TUI SA |
|
Street: |
Karl-Wiechert-Alley 4 |
|
Postal code: |
30625 |
|
City: |
Hanover |
|
Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
|
Acquisition / disposal of shares with voting rights |
|
|
Acquisition / disposal of instruments |
|
|
Modification of the distribution of voting rights |
|
|
X |
Another reason: |
3. Contact details of the person subject to the notification obligation
|
Legal entity: JPMorgan Chase & Co. |
4. Names of shareholders
directly holding 3% or more of the voting rights, if different from 3.
5. Date of crossing or reaching the threshold:
6. Total number of positions
|
% of voting rights attached to shares |
% of voting rights through instruments |
Total of both in% |
Total number of voting rights in accordance with Sec. 41 WpHG |
|
|
New |
0.81% |
4.13% |
4.94% |
1622914412 |
|
Previous notification |
1.66% |
5.91% |
7.57% |
/ |
7. Details of total positions
a. Voting rights attached to the shares (art. 33, 34 WpHG)
|
IS IN |
Absolute |
In % |
||
|
Direct |
Indirect |
Direct |
Indirect |
|
|
DE000TUAG000 |
0 |
13165322 |
0.00% |
0.81% |
|
Total |
13165322 |
0.81% |
||
b.1. Instruments according to Sec. 38 (1) No. 1 WpHG
|
Instrument type |
Expiration or expiration date |
Exercise or conversion period |
Absolute right to vote |
Voting rights in% |
|
Right of recall of the loaned shares |
n / A |
n / A |
2676789 |
0.16% |
|
Internal right to recall the shares loaned |
n / A |
n / A |
7500016 |
0.46% |
|
Total |
10176805 |
0.63% |
b.2. Instruments according to Sec. 38 (1) No. 2 WpHG
|
Instrument type |
Expiration or expiration date |
Exercise or conversion period |
Cash or physical settlement |
Absolute right to vote |
Voting rights in% |
|
Convertible bonds of third parties – right of use held |
04/16/2028 |
04/16/2028 |
Physical |
15253015 |
0.94% |
|
Convertible links |
04/16/2028 |
04/16/2028 |
Physical |
8619372 |
0.53% |
|
Right of recall of loaned convertible bonds |
04/16/2028 |
04/16/2028 |
Physical |
6895494 |
0.42% |
|
Purchase option paid in cash |
06/08/2023 |
06/08/2023 |
Cash |
151097 |
0.01% |
|
Exchange of shares |
11/02/2021 – 08/23/2028 |
11/02/2021 – 08/23/2028 |
Cash |
25946632 |
1.60% |
|
Total |
56865610 |
3.50% |
8. Information relating to the person subject to the notification obligation
|
The person subject to the notification obligation is not controlled and does not control any other company directly or indirectly holding an interest in the (underlying) issuer (1.). |
|
|
X |
Complete chain of controlled companies starting with the natural or legal person holding ultimate control: |
|
name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
|
JPMorgan Chase & Co. |
% |
% |
% |
|
JPMorgan Chase Bank, National Association |
% |
% |
% |
|
JP Morgan International Finance Limited |
% |
% |
% |
|
JP Morgan Capital Holdings Limited |
% |
% |
% |
|
JP Morgan Securities plc |
% |
% |
% |
|
– |
% |
% |
% |
|
JPMorgan Chase & Co. |
% |
% |
% |
|
JPMorgan Chase Holdings LLC |
% |
% |
% |
|
JP Morgan Broker-Dealer Holdings Inc. |
% |
% |
% |
|
JP Morgan Securities LLC |
% |
% |
% |
|
– |
% |
% |
% |
|
JPMorgan Chase & Co. |
% |
% |
% |
|
JPMorgan Chase Bank, National Association |
% |
% |
% |
|
JP Morgan International Finance Limited |
% |
% |
% |
|
JP Morgan Structured Products BV |
% |
% |
% |
|
– |
% |
% |
% |
|
JPMorgan Chase & Co. |
% |
% |
% |
|
JPMorgan Chase Bank, National Association |
% |
% |
% |
9. In case of proxy voting in accordance with Sec. 34 par. 3 WpHG
(only in the event of the allocation of voting rights in accordance with art. 34 para. 1 paragraph 1 no. 6 WpHG)
Date of the general meeting:
Total positions occupied after the general assembly (6.) after the annual general assembly:
|
Share of voting rights |
Proportion of instruments |
Total of both |
|
% |
% |
% |
10. Other explanatory remarks:
Dated
