Deutsche Lufthansa AG: Release in accordance with article 40, section 1 of the WpHG [the German Securities Trading Act] with the aim of distribution on a European scale

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Announcement of DGAP voting rights: Deutsche Lufthansa AG Deutsche Lufthansa AG: discharge in accordance with article 40, section 1 of the WpHG [the German Securities Trading Act] with the objective of a European-wide distribution 09/30/2021 / 15:47 Broadcast of an announcement on voting rights transmitted by DGAP – a service of EQS Group AG. The issuer is solely responsible for the content of this advertisement.

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Notification of major holdings 1. Issuer contact details

 
 
 Name:                           Deutsche Lufthansa AG 
 
 Street:                         Venloer Str. 151-153 
 
 Postal code:                    50672 
 
 City:                           Cologne 
                                 Germany 
 
 Legal Entity Identifier (LEI):  529900PH63HYJ86ASW55 
 2. Reason for notification 
 
 
               Acquisition/disposal of shares with voting rights 
 
 X             Acquisition/disposal of instruments 
 
               Change of breakdown of voting rights 
 
 X             Other reason: 
               Voluntary group notification with triggered threshold on subsidiary level 
 3. Details of person subject to the notification obligation 
 
 
 Legal entity: The Goldman Sachs Group, Inc. 
 City of registered office, country: Wilmington, DE, United States of America (USA) 
 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 
 
 
 
 5. Date on which threshold was crossed or reached: 
 
 
 24 Sep 2021 
 6. Total positions 
 
 
                       % of voting rights % of voting rights through     Total of 
                       attached to shares                instruments    both in %        Total number of voting rights 
                          (total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 
                                                                            7.b.) 
 
 New                               0.10 %                     7.31 %       7.41 %                          597,742,822 
 
 Previous                          1.05 %                     5.82 %       6.87 %                                    / 
 notification 
 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) 
 
 
 ISIN                    Absolute                        In % 
 
                       Direct       Indirect         Direct       Indirect 
               (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) 
 
 US2515613048               0          9,167            0 %        0.002 % 
 
 DE0008232125               0        562,441            0 %         0.09 % 
 
 Total                    571,608                       0.10 % 
 b.1. Instruments according to Sec. 38 (1) no. 1 WpHG 
 
 
 Type of instrument Expiration or maturity date Exercise or conversion       Voting rights absolute Voting rights in % 
                                                period 
 
 Right To Recall    Open                                                                 12,771,795             2.14 % 
 
 Swap               16.06.2023                                                              297,414             0.05 % 
 
 Call Warrant       18.07.2023                                                              169,079             0.03 % 
 
 Call Option        15.12.2023                                                            3,979,374             0.67 % 
 
 Convertible Bond   17.11.2025                                                              205,953             0.03 % 
 
                                                Total                                    17,423,615             2.91 % 
 b.2. Instruments according to Sec. 38 (1) no. 2 WpHG 
 
 
 Type of        Expiration or maturity Exercise or conversion  Cash or physical            Voting rights  Voting rights 
 instrument     date                   period                  settlement                       absolute           in % 
 
 Swap           23.09.2031                                     Cash                           13,311,806         2.23 % 
 
 Put Warrant    31.12.2030                                     Cash                            1,294,633         0.22 % 
 
 Call Warrant   31.12.2030                                     Cash                            3,576,002         0.60 % 
 
 Put Option     20.12.2024                                     Physical                        8,088,358         1.35 % 
 
                                                               Total                          26,270,798         4.40 % 
 8. Information in relation to the person subject to the notification obligation 
 
 
               Person subject to the notification obligation is not controlled nor does it control any other 
               undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). 
 
 X             Full chain of controlled undertakings starting with the ultimate controlling natural person or legal 
               entity: 
 
 
 
 Name                       % of voting rights (if at  % of voting rights through instruments     Total of both (if at 
                                    least 3% or more)                (if at least 5% or more)        least 5% or more) 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 GSAM Holdings LLC                                  %                                       %                        % 
 
 Goldman Sachs Asset                                %                                       %                        % 
 Management, L.P. 
 
 -                                                  %                                       %                        % 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 Goldman, Sachs & Co.                               %                                       %                        % 
 Wertpapier GmbH 
 
 -                                                  %                                       %                        % 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 Goldman Sachs Bank USA                             %                                       %                        % 
 
 Goldman Sachs Bank                                 %                                       %                        % 
 Europe SE 
 
 -                                                  %                                       %                        % 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 Goldman Sachs (UK)                                 %                                       %                        % 
 L.L.C. 
 
 Goldman Sachs Group UK                             %                                       %                        % 
 Limited 
 
 Goldman Sachs                                      %                                       %                        % 
 International Bank 
 
 -                                                  %                                       %                        % 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 Goldman Sachs & Co. LLC                            %                                       %                        % 
 
 -                                                  %                                       %                        % 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 Goldman Sachs (UK)                                 %                                       %                        % 
 L.L.C. 
 
 Goldman Sachs Group UK                             %                                       %                        % 
 Limited 
 
 Goldman Sachs                                      %                                  5.53 %                   5.59 % 
 International 
 
 -                                                  %                                       %                        % 
 
 The Goldman Sachs Group,                           %                                       %                        % 
 Inc. 
 
 IMD Holdings LLC                                   %                                       %                        % 
 
 United Capital Financial                           %                                       %                        % 
 Partners, Inc. 
 
 United Capital Financial                           %                                       %                        % 
 Advisers, LLC 
 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: 
 
 
  Proportion of voting rights Proportion of instruments Total of both 
 
                            %                         %             % 
 10. Other explanatory remarks: 
 
 
 
 Date 
 
 
 28 Sep 2021 
 

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2021-09-30 DGAP’s distribution services include regulatory announcements, financial / corporate news and press releases. Archives on www.dgap.de

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Language:     English 
Company:      Deutsche Lufthansa AG 
              Venloer Str. 151-153 
              50672 Cologne 
              Germany 
Internet:     www.lufthansagroup.com/investor-relations 
 
End of News   DGAP News Service 
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1236646 2021-09-30

(MORE FOLLOWING) Dow Jones Newswires

September 30, 2021 09:47 ET (13:47 GMT)


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